KYC Senior Specialist to AML Department

Компания "Торгово-промышленный Банк Китая в городе Алматы ICBC"

We are the subsidiary of a leading global commercial bank, dedicated to ensuring compliance with international and local regulations while providing excellent banking services in Kazakhstan. Our AML Department plays a key role in protecting the bank from financial crimes and ensuring compliance with Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations.

Job purpose:
The KYC Senior Specialist will be responsible for overseeing KYC processes, ensuring compliance with regulatory requirements, and assisting the AML Department in identifying and mitigating financial crime risks. This role will support the onboarding and periodic review of clients by conducting thorough due diligence, risk assessments, and ensuring the bank adheres to local and international regulations.

Key responsibilities:

• Conduct in-depth KYC reviews and due diligence on new and existing clients, including individuals, corporations, and financial institutions.
• Ensure compliance with local and international AML/KYC regulations, including FATF guidelines, the Kazakhstan AML Law, and the bank’s internal policies.
• Perform risk assessments of clients, identifying high-risk customers and ensuring enhanced due diligence (EDD) is conducted as needed.
• Monitor ongoing client transactions and ensure timely review of customer profiles in accordance with risk-based policies.
• Liaise with internal stakeholders, such as Relationship Managers and Legal, to gather required KYC information and documentation.
• Maintain up-to-date knowledge of AML/KYC regulations, typologies, and emerging risks.
• Prepare regular reports for the Head of AML on KYC activities and potential red flags.
• Participate in audits and regulatory inspections related to KYC processes.
• Mentor and train junior staff on KYC and AML procedures.
• Support system enhancement initiatives to improve KYC processes and operational efficiency.

Qualifications:

• Bachelor’s degree in Finance, Law, Business Administration, or a related field.
• Minimum 3-5 years of experience in KYC, AML, or Compliance roles within a financial institution, preferably in a global banking environment.
• Strong knowledge of AML/KYC regulations, including FATF recommendations, and familiarity with regulatory requirements in Kazakhstan.
• Proficient in the use of KYC/AML software systems and tools.
• Strong analytical and problem-solving skills, with the ability to handle complex cases and make risk-based decisions.
• Excellent communication skills in both written and spoken English, Kazakh, and Russian.
• Detail-oriented with strong organizational skills and the ability to manage multiple tasks effectively.
• Certification in AML/KYC (e.g., ACAMS) is a plus.